Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian S. BairdCommonwealth Financial NetworkCetera Financial Specialists LLC05-13-2015
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley05-08-2015
Todd Stevens McLaughlinCommonwealth Financial NetworkD.A. Davidson & Co.05-04-2015
Tracy Dena Thornlow, Lacey JordanCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Clay Hanlin Sorrick Jr.Commonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Gregory Lawrence WiegersCommonwealth Financial NetworkMDT Advisers, A Division of Federated MDTA LLC05-01-2015
John Patrick O'ConnorCommonwealth Financial NetworkKestra Investment Services, LLC04-30-2015
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015
Craig Mitchel CohnCommonwealth Financial NetworkLPL Financial LLC04-17-2015
Kathleen Marie OConnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Timothy Clay Ebert, Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Matthew David BennageCommonwealth Financial NetworkHornor, Townsend & Kent, LLC01-16-2015
Clayton Joseph ChapmanCommonwealth Financial NetworkDuncan-Williams, Inc.01-08-2015
Frank Garman Fitzgerald II, Trevor Michael Conlon, Nicholas Robert Frake, Theodore Quillen IV, Steven Zachary Dunn, Kevin Brian HarrisCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
William Richard GallagherCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
Michele Hartman RansomeCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.01-05-2015
Roshni RaoCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
Megan Elizabeth JohnsonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC01-05-2015
Michael John WestermanCommonwealth Financial NetworkBOK Financial Services, Inc.01-02-2015
Sara Jane Frank-HepferCommonwealth Financial NetworkEdward Jones12-05-2014
Michael Andrew KockCommonwealth Financial NetworkFirst Heartland Capital, Inc.12-02-2014
Steven Robert Larson, Drew Keith Stratton, John Edward Potter, Armand Gerard Cote IIICommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-24-2014
Amy SolanoCommonwealth Financial NetworkUBS Financial Services Inc.10-16-2014
Danine Ann MuellerCommonwealth Financial NetworkGirard Investment Services, LLC10-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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