Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$5002-19-2019
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Teresa Kaye MansellCommonwealth Financial NetworkLPL Financial LLC$2009-24-2018
Liliana Daniela RaduCommonwealth Financial NetworkLPL Financial LLC$1005-22-2018
William Bradford ReynoldsCommonwealth Financial NetworkLPL Financial LLC$2502-15-2018
Robert Samuel FordCommonwealth Financial NetworkLPL Financial LLC$1102-15-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
Sherman Walter BakerCommonwealth Financial NetworkLPL Financial LLC$2511-03-2016
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Timothy Stephen O'ConnorCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Katherine Boucher BradyCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC02-16-2016
John Allen Willett Jr.Commonwealth Financial NetworkLPL Financial LLC$23302-01-2016
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Rosemarie Lynette Laughter, Miller Talley Jones IIICommonwealth Financial NetworkLPL Financial LLC$5010-22-2015
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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