Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Eric Ymker, Keith Robert SchaefbauerCommonwealth Financial NetworkLPL Financial LLC$5006-15-2015
Douglas James LabarCommonwealth Financial NetworkLPL Financial LLC$5006-08-2015
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
James Francis King Jr., Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Linda Ellen KubitCommonwealth Financial NetworkLPL Financial LLC$2505-14-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Craig Mitchel CohnCommonwealth Financial NetworkLPL Financial LLC04-17-2015
David Grenville HunterCommonwealth Financial NetworkLPL Financial LLC$2503-30-2015
Jason Jon Peters, Erik Karl PetersonCommonwealth Financial NetworkLPL Financial LLC$5002-13-2015
Richard Lee Stone Jr.Commonwealth Financial NetworkLPL Financial LLC$10011-17-2014
Tari Kim TrowbridgeCommonwealth Financial NetworkLPL Financial LLC$2511-07-2014
John William Hawekotte Jr.Commonwealth Financial NetworkLPL Financial LLC$1009-16-2014
Jason Daniel HofmannCommonwealth Financial NetworkLPL Financial LLC08-29-2014
Kevin Richard Wichman, Brian Lawrence StephanCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Trace Cowley UdallCommonwealth Financial NetworkLPL Financial LLC08-13-2014
Eldon Richard HarsinCommonwealth Financial NetworkLPL Financial LLC$5006-30-2014
John Leslie Bennis, Phillip Matthew FaubertCommonwealth Financial NetworkLPL Financial LLC06-13-2014
Kevin Dale SeacatCommonwealth Financial NetworkLPL Financial LLC$5004-22-2014
David Brian Ernst, Michael Earl Lehman, Michael Lee Young Jr., Michael John Murray, Eli Michael Wynes, Mollie Michele Thomsen, Trent Lee Von Ahsen, Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
John Elias FarrajCommonwealth Financial NetworkLPL Financial LLC$1002-03-2014
Seth Clinton PenneyCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Gary Wayne JamesCommonwealth Financial NetworkLPL Financial LLC$2501-31-2014
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
« Previous PageNext Page »

Showing 26 to 50 of 70 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.