Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan L. BrydaCommonwealth Financial NetworkLPL Financial LLC09-18-2013
Stewart Lee FlahertyCommonwealth Financial NetworkLPL Financial LLC$10005-16-2013
Randal Craig PlantenbergCommonwealth Financial NetworkLPL Financial LLC05-15-2013
Michael John CantorCommonwealth Financial NetworkLPL Financial LLC$1001-15-2013
Louis Paul IngargiolaCommonwealth Financial NetworkLPL Financial LLC$5011-15-2012
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Jeffrey Allen HatfieldCommonwealth Financial NetworkLPL Financial LLC09-21-2012
Bryan Keith ChewCommonwealth Financial NetworkLPL Financial LLC$2507-24-2012
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
Dale Winters Rice Jr., Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC05-01-2012
Robert Lee Sponseller Jr.Commonwealth Financial NetworkLPL Financial LLC$5001-17-2012
Craig Thomas Verdi, John William Gottschall, Mary A WalkerCommonwealth Financial NetworkLPL Financial LLC$5007-25-2011
Kristopher Joseph Pope, Parks Wingo Avery Jr.Commonwealth Financial NetworkLPL Financial LLC$5003-21-2011
Michael Alan Manning, William Benjamin CorderCommonwealth Financial NetworkLPL Financial LLC05-18-2010
Sharon Beth DuncanCommonwealth Financial NetworkLPL Financial LLC07-31-2009
Dean Edward ElliottCommonwealth Financial NetworkLPL Financial LLC$2502-17-2009
Rex Warren RichardsCommonwealth Financial NetworkLPL Financial LLC$1002-17-2009
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Showing 51 to 70 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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