Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
Bryan Keith ChewCommonwealth Financial NetworkLPL Financial LLC$2507-24-2012
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Craig Mitchel CohnCommonwealth Financial NetworkLPL Financial LLC04-17-2015
Craig Thomas Verdi, John William Gottschall, Mary A WalkerCommonwealth Financial NetworkLPL Financial LLC$5007-25-2011
Dale Winters Rice Jr., Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
David Brian Ernst, Michael Earl Lehman, Michael Lee Young Jr., Michael John Murray, Eli Michael Wynes, Mollie Michele Thomsen, Trent Lee Von Ahsen, Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC$5002-03-2014
David Grenville HunterCommonwealth Financial NetworkLPL Financial LLC$2503-30-2015
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
Dean Edward ElliottCommonwealth Financial NetworkLPL Financial LLC$2502-17-2009
Douglas James LabarCommonwealth Financial NetworkLPL Financial LLC$5006-08-2015
Eldon Richard HarsinCommonwealth Financial NetworkLPL Financial LLC$5006-30-2014
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Fred Eric Ymker, Keith Robert SchaefbauerCommonwealth Financial NetworkLPL Financial LLC$5006-15-2015
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Gary Wayne JamesCommonwealth Financial NetworkLPL Financial LLC$2501-31-2014
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC05-01-2012
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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