Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Albert Victor GraciCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Alexander Stephen Lambros Jr.Commonwealth Financial NetworkLPL Financial LLC05-02-2016
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Angelic Carolyn LemayCommonwealth Financial NetworkLPL Financial LLC$1005-31-2017
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Anthony Ernest LajeunesseCommonwealth Financial NetworkLPL Financial LLC$2505-15-2018
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Arlen Lee WilliamsCommonwealth Financial NetworkLPL Financial LLC$112-15-2015
Benjamin Frank Bourgeois Jr.Commonwealth Financial NetworkLPL Financial LLC05-29-2015
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Brenda Kay RaffertyCommonwealth Financial NetworkLPL Financial LLC01-18-2017
Brian Edward DohertyCommonwealth Financial NetworkLPL Financial LLC07-06-2018
Brian Lawrence StephanCommonwealth Financial NetworkLPL Financial LLC$5008-18-2014
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
Bryan Keith ChewCommonwealth Financial NetworkLPL Financial LLC$2507-24-2012
Carrie L WagnerCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Charles Frederick HawekotteCommonwealth Financial NetworkLPL Financial LLC09-16-2014
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Christopher David PuzioCommonwealth Financial NetworkLPL Financial LLC02-03-2020
Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$10005-02-2012
Cindy Lou RoundsCommonwealth Financial NetworkLPL Financial LLC$109-16-2016
Next Page »

Showing 1 to 25 of 164 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.