Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Michael FinfgeldCommonwealth Financial NetworkMML Investors Services, LLC$15006-22-2009
Richard Lowndes StullerCommonwealth Financial NetworkMML Investors Services, LLC$15006-22-2009
Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC$50006-22-2009
Robert Joseph CummingsCommonwealth Financial NetworkMML Investors Services, LLC07-29-2009
Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC$10002-01-2011
Joanann Blaise NatolaCommonwealth Financial NetworkMML Investors Services, LLC$50002-01-2011
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$25007-22-2011
John Jay Higgins Jr.Commonwealth Financial NetworkMML Investors Services, LLC$10003-21-2012
John Barrett SteigerCommonwealth Financial NetworkMML Investors Services, LLC$10005-14-2012
Richard Craig FitzerCommonwealth Financial NetworkMML Investors Services, LLC$10001-16-2013
Gary Wayne LavalleeCommonwealth Financial NetworkMML Investors Services, LLC01-17-2013
William Campbell BerryCommonwealth Financial NetworkMML Investors Services, LLC01-18-2013
Michelle Elizabeth PaulesCommonwealth Financial NetworkMML Investors Services, LLC04-30-2013
Emily Kathleen BiehlerCommonwealth Financial NetworkMML Investors Services, LLC05-01-2013
Charles Keith KikerCommonwealth Financial NetworkMML Investors Services, LLC$10005-06-2014
Joseph Michael Esposito Jr.Commonwealth Financial NetworkMML Investors Services, LLC05-06-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Marc Wayne LevyCommonwealth Financial NetworkMML Investors Services, LLC10-22-2015
Wayne D. RichardsonCommonwealth Financial NetworkMML Investors Services, LLC11-02-2015
Jaron H. PoulsonCommonwealth Financial NetworkMML Investors Services, LLC$10008-12-2016
Randall David JohnsonCommonwealth Financial NetworkMML Investors Services, LLC$32010-20-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.