Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zale Robert CrawfordCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Jay T DrydenCommonwealth Financial NetworkMetLife Securities Inc.$4202-24-2014
Kelly Vance MoiseCommonwealth Financial NetworkMetLife Securities Inc.$2502-24-2014
Shawn A SteffensCommonwealth Financial NetworkMetLife Securities Inc.06-24-2014
Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$2506-24-2014
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Kathleen Marie OConnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Clay Hanlin Sorrick JrCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Neal Jeffrey MartinCommonwealth Financial NetworkMetLife Securities Inc.$10005-04-2015
Tracy Dena ThornlowCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Lacey JordanCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Jennifer LafranceCommonwealth Financial NetworkMetLife Securities Inc.10-30-2015
David N Tinsley George E Vogel Daniel C TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$22502-01-2016
David Norton TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$18902-01-2016
Daniel TinsleyCommonwealth Financial NetworkMetLife Securities Inc.$15002-01-2016
Robert Emmett Tubridy JrCommonwealth Financial NetworkMetLife Securities Inc.$2503-04-2016
S Reid Markham IIICommonwealth Financial NetworkMetLife Securities Inc.04-29-2016
Jeremy HodgesCommonwealth Financial NetworkMetLife Securities Inc.04-29-2016
Eric D KieffnerCommonwealth Financial NetworkMetLife Securities Inc.07-08-2016
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Daniel Robert RyelCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Joseph Louis GuginoCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Kevin Scott FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Curtis AikenCommonwealth Financial NetworkMetLife Securities Inc.$2508-12-2016
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.