Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Alan M SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$15502-21-2018
Andrea L. FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Arabelle Vidal RestauroCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Boden D. BiermanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-17-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Christine E. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
James A EhretCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
James Hamilton Sedam Jr.Commonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2504-03-2017
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jared Vincent HeniginCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-02-2019
Jeremy Lee SuschakCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-31-2012
Jesse TaylorCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-16-2019
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
John David FieldsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-12-2017
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
Julie Lynn BrimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$10002-21-2018
Kevin L. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Kyle S. FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Laura Christine RandallCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-14-2012
Marjorie Mae DixonCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC07-27-2015
Michael J SedamCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
Patricia Lorraine LammliCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.