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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Paul SileoCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-29-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
Kaleb Marcus FrawleyCommonwealth Financial NetworkRaymond James Financial Services, Inc.07-19-2016
Nicholas William ThomasCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
Tyler R. DowningCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
Raymond Leslie FrugiaCommonwealth Financial NetworkRaymond James Financial Services, Inc.01-11-2016
Katie Gampietro BurkeCommonwealth Financial NetworkRaymond James Financial Services, Inc.$106-25-2015
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Joel V. RewaldCommonwealth Financial NetworkRaymond James Financial Services, Inc.$5007-19-2016
Terry Scott SebranekCommonwealth Financial NetworkRaymond James Financial Services, Inc.$5007-15-2016
James Richard DeichCommonwealth Financial NetworkRaymond James Financial Services, Inc.$5004-21-2015
James Harvey Patton VCommonwealth Financial NetworkRaymond James Financial Services, Inc.$7110-06-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$7401-27-2017
Stephan John HessCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10011-30-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.