Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eileen Theresa CahillCommonwealth Financial NetworkSecurities America, Inc.03-30-2009
David Frank Biffen Jr.Commonwealth Financial NetworkSecurities America, Inc.$10008-23-2010
Matthew D. BiffenCommonwealth Financial NetworkSecurities America, Inc.08-23-2010
Holly Ann Murphy-BarstowCommonwealth Financial NetworkSecurities America, Inc.$1004-15-2011
Michelle Rinder MahoneyCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
Julie Ann FullerCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
John Lewis SmallwoodCommonwealth Financial NetworkSecurities America, Inc.05-16-2011
Edward Edgar Bao Jr.Commonwealth Financial NetworkSecurities America, Inc.05-18-2011
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$5006-29-2011
Stanley Eugene McCormackCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Lew Denis JonesCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Kathryn Lee KorolCommonwealth Financial NetworkSecurities America, Inc.$2506-30-2011
Thomas Joseph HineCommonwealth Financial NetworkSecurities America, Inc.$5006-30-2011
Jordan M HickeyCommonwealth Financial NetworkSecurities America, Inc.07-07-2011
Richard Preston TonkinsonCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Margarita Barrera TonkinsonCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Kristina Nikolayevna ShamoninaCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Catherine Lekos BoyerCommonwealth Financial NetworkSecurities America, Inc.$5007-29-2011
Eric Knute PetersonCommonwealth Financial NetworkSecurities America, Inc.$5008-01-2011
Charles Gregory OlsenCommonwealth Financial NetworkSecurities America, Inc.08-01-2011
Terry Joseph HeimesCommonwealth Financial NetworkSecurities America, Inc.$1008-01-2011
Ryan Blake AndersonCommonwealth Financial NetworkSecurities America, Inc.08-01-2011
Travis David RiggertCommonwealth Financial NetworkSecurities America, Inc.$2508-01-2011
Jack Henry RotherCommonwealth Financial NetworkSecurities America, Inc.$5008-01-2011
Brian David FischerCommonwealth Financial NetworkSecurities America, Inc.$5008-22-2011
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.