Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Graham Henry VanhornCommonwealth Financial NetworkAXA Advisors, LLC$2505-30-2014
Adam Daniel GallegosCommonwealth Financial NetworkCarey Financial, LLC$5010-12-2017
Sean Alex Montgomery, Theresa Mary Christine MahoneyCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
David William PowellCommonwealth Financial NetworkCetera Advisor Networks LLC$5001-04-2010
Gustavo Ramirez Zarate Jr.Commonwealth Financial NetworkCetera Advisor Networks LLC01-04-2010
Barton Raymond KetterlingCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Kenneth Alan Muskat, Bradley BronkCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Christie CalivaCommonwealth Financial NetworkEdward Jones$2504-10-2015
Michael Wayne ZirbelCommonwealth Financial NetworkEdward Jones$15001-03-2014
Kurt Eldon EakinCommonwealth Financial NetworkEdward Jones$5004-20-2012
Alan W. FosterCommonwealth Financial NetworkEdward Jones$2508-13-2010
Nelson Jay KlawonCommonwealth Financial NetworkEdward Jones05-13-2009
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$5004-03-2009
Derek Joseph McLaughlinCommonwealth Financial NetworkFarmers Financial Solutions, LLC12-21-2009
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-12-2014
Grace Nelson, Paul Phillip NelsonCommonwealth Financial NetworkFinancial Telesis Inc$10008-12-2014
Donald Jay KaplanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
Daniel Anthony TomanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
Jayne M. MansfieldCommonwealth Financial NetworkGirard Securities, Inc.$5009-29-2017
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Kathie Ann MuhlerCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Jose Fernando CamposCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Shannon K. McKeehanCommonwealth Financial NetworkHilltop Securities Inc.04-04-2014
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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