Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James SidesCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-29-2020
William Wright AustinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-03-2020
Vanessa Michelle JilotCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-03-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-21-2018
Michael A SoloCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-06-2017
Jay Michael DouglasCommonwealth Financial NetworkAmeriprise Financial Services, LLC$3204-24-2009
Theodore Michael AthansCommonwealth Financial NetworkAmeriprise Financial Services, LLC$4004-24-2009
Jose Fernando CamposCommonwealth Financial NetworkAvantax Investment Services, Inc.09-08-2017
Ernest Junior MiarsCommonwealth Financial NetworkB.B. Graham & Company, Inc.$5001-16-2015
Adam Daniel GallegosCommonwealth Financial NetworkCarey Financial, LLC10-12-2017
Sean Alex MontgomeryCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
Theresa Mary Christine MahoneyCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
David William PowellCommonwealth Financial NetworkCetera Advisor Networks LLC$5001-05-2010
William Alfred MuskatCommonwealth Financial NetworkCetera Advisor Networks LLC$15007-01-2009
Barton Raymond KetterlingCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Kenneth Alan MuskatCommonwealth Financial NetworkCetera Advisor Networks LLC$5007-01-2009
Bradley BronkCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Meena Siulai ChengCommonwealth Financial NetworkD.A. Davidson & Co.$3009-26-2014
Lan J ShawCommonwealth Financial NetworkEdward Jones02-03-2017
Christie CalivaCommonwealth Financial NetworkEdward Jones04-10-2015
Kurt Eldon EakinCommonwealth Financial NetworkEdward Jones$10004-20-2012
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$604-03-2009
Derek Joseph McLaughlinCommonwealth Financial NetworkFarmers Financial Solutions, LLC12-21-2009
Benjamin W WongCommonwealth Financial NetworkFinancial Telesis Inc$70008-12-2014
Benjamin William WongCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.