Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa MarinCommonwealth Financial NetworkJohn Hancock Distributors LLC07-08-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Andy Paul BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Erik Pohls DullenkopfCommonwealth Financial NetworkMML Investors Services, LLC$5001-15-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC LLC$22811-01-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Liliana Daniela RaduCommonwealth Financial NetworkLPL Financial LLC$1005-22-2018
Scott William HolmesCommonwealth Financial NetworkNeuberger Berman LLC05-22-2018
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual$35002-21-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$5002-21-2018
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Adam Daniel GallegosCommonwealth Financial NetworkCarey Financial, LLC$5010-12-2017
Jayne M. MansfieldCommonwealth Financial NetworkGirard Securities, Inc.$5009-29-2017
Kathie Ann MuhlerCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Jose Fernando CamposCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Ronald David SanchezCommonwealth Financial NetworkMML Investors Services, LLC$20006-26-2017
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Duke Alexander Lyskin Jr.Commonwealth Financial NetworkTransamerica Financial Advisors, Inc$5004-08-2016
David Anthony SelleckCommonwealth Financial NetworkPruco Securities, LLC.$1802-19-2016
Next Page »

Showing 1 to 25 of 78 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.