Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa MarinCommonwealth Financial NetworkJohn Hancock Distributors LLC07-08-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Scott William HolmesCommonwealth Financial NetworkNeuberger Berman LLC05-22-2018
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Kathie Ann MuhlerCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Jose Fernando CamposCommonwealth Financial NetworkHD Vest Investment Services09-08-2017
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Carol Nadine AbeloeCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
John-Paul Francis StornettaCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
Craig Mitchel CohnCommonwealth Financial NetworkLPL Financial LLC04-17-2015
Megan Elizabeth JohnsonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC01-05-2015
Jason Daniel HofmannCommonwealth Financial NetworkLPL Financial LLC08-29-2014
Michael Alen LegacyCommonwealth Financial NetworkMorgan Stanley08-26-2014
Trace Cowley UdallCommonwealth Financial NetworkLPL Financial LLC08-13-2014
Donald Jay KaplanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
Daniel Anthony TomanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
John Leslie Bennis, Phillip Matthew FaubertCommonwealth Financial NetworkLPL Financial LLC06-13-2014
Shannon K. McKeehanCommonwealth Financial NetworkHilltop Securities Inc.04-04-2014
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
Sean Alex Montgomery, Theresa Mary Christine MahoneyCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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