Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Bryan Keith ChewCommonwealth Financial NetworkLPL Financial LLC$2507-24-2012
Craig Mitchel CohnCommonwealth Financial NetworkLPL Financial LLC04-17-2015
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
Eldon Richard HarsinCommonwealth Financial NetworkLPL Financial LLC$5006-30-2014
Jason Daniel HofmannCommonwealth Financial NetworkLPL Financial LLC08-29-2014
John Allen Willett Jr.Commonwealth Financial NetworkLPL Financial LLC$23302-01-2016
John Leslie Bennis, Phillip Matthew FaubertCommonwealth Financial NetworkLPL Financial LLC06-13-2014
John William Hawekotte Jr.Commonwealth Financial NetworkLPL Financial LLC$1009-16-2014
Kevin Dale SeacatCommonwealth Financial NetworkLPL Financial LLC$5004-22-2014
Liliana Daniela RaduCommonwealth Financial NetworkLPL Financial LLC$1005-22-2018
Michael Alan Manning, William Benjamin CorderCommonwealth Financial NetworkLPL Financial LLC05-18-2010
Richard Lee Stone Jr.Commonwealth Financial NetworkLPL Financial LLC$10011-17-2014
Trace Cowley UdallCommonwealth Financial NetworkLPL Financial LLC08-13-2014

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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