Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-26-2018
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Steven Mark DraczynskiCommonwealth Financial NetworkFidelity Brokerage Services LLC06-04-2018
Ryan Donald OlschefskieCommonwealth Financial NetworkFidelity Brokerage Services LLC09-18-2015
Steven Michael LoweCommonwealth Financial NetworkForesters Financial Services, Inc.06-16-2010
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.10-26-2012
Magdalena JohndrowCommonwealth Financial NetworkJ.P. Morgan Securities LLC01-03-2017
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Jeffrey David RockwellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2009
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Quentin Douglas ElliottCommonwealth Financial NetworkMorgan Stanley$5005-18-2018
Tiffany Marie KnoopCommonwealth Financial NetworkMorgan Stanley$5012-02-2016
Charles B CrillyCommonwealth Financial NetworkMorgan Stanley$5006-05-2014
Leisl Lissfelt CordingCommonwealth Financial NetworkPeople's United Advisors, Inc.03-01-2019
Kevin David ParoCommonwealth Financial NetworkPrivate Advisor Group, LLC07-30-2015
James Edward Tyrrell II, Scott James Leclaire, Russell Kingsley Bell, Jay Russell TibballCommonwealth Financial NetworkSecurities America, Inc.09-30-2011
Thomas J. HineCommonwealth Financial NetworkSecurities America, Inc.$12007-26-2011
Jordan M HickeyCommonwealth Financial NetworkSecurities America, Inc.07-07-2011
Jeremy Michael SoboleskiCommonwealth Financial NetworkSnowden Account Services LLC$1104-01-2016
Daniel Michael DibuonoCommonwealth Financial NetworkUBS Financial Services Inc.03-31-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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