Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Charles BauerCommonwealth Financial NetworkVoya Financial Advisors, Inc.$28708-04-2017
Barbara Hankins TaylorCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5004-29-2013
Carl Joseph CieplinskiCommonwealth Financial NetworkVoya Financial Advisors, Inc.08-04-2017
Charles B CrillyCommonwealth Financial NetworkMorgan Stanley$5006-05-2014
Daniel Michael DibuonoCommonwealth Financial NetworkUBS Financial Services Inc.03-31-2017
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
James Edward Tyrrell II, Scott James Leclaire, Russell Kingsley Bell, Jay Russell TibballCommonwealth Financial NetworkSecurities America, Inc.09-30-2011
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Jeffrey David RockwellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2009
Jeremy Michael SoboleskiCommonwealth Financial NetworkSnowden Account Services LLC$1104-01-2016
Jordan M HickeyCommonwealth Financial NetworkSecurities America, Inc.07-07-2011
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-28-2018
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.10-26-2012
Kevin David ParoCommonwealth Financial NetworkPrivate Advisor Group, LLC07-30-2015
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-26-2018
Leisl Lissfelt CordingCommonwealth Financial NetworkPeople's United Advisors, Inc.03-01-2019
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.04-29-2013
Magdalena JohndrowCommonwealth Financial NetworkJ.P. Morgan Securities LLC01-03-2017
Mario John AlvinoCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-01-2010
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Michael Salvatore Bartolotta Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC09-30-2016
Patrick James ClarkCommonwealth Financial NetworkWRP Investments, Inc.01-03-2011
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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