Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy SolanoCommonwealth Financial NetworkUBS Financial Services Inc.10-16-2014
Bryan J. McNamaraCommonwealth Financial NetworkVALIC Financial Advisors, Inc.05-06-2019
Christopher Charles TheisCommonwealth Financial NetworkBIG Investment Services09-21-2018
Frank Garman Fitzgerald IICommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
James Gregory EverlofCommonwealth Financial NetworkCitizens Securities, Inc.$15001-06-2020
Jonathan Porter GinnCommonwealth Financial NetworkCharles Schwab & Co., Inc.01-08-2019
Joshua D. PearsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Katherine E DavisCommonwealth Financial NetworkRBC Capital Markets, LLC02-27-2019
Kevin Brian HarrisCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
Michael Thomas BoyleCommonwealth Financial NetworkPrincipal Securities, Inc.$3701-22-2018
Nicholas Robert FrakeCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
Raymond Stanley Babiarz Jr.Commonwealth Financial NetworkPrincipal Securities, Inc.$4601-22-2018
Steven Zachary DunnCommonwealth Financial NetworkINVEST Financial Corporation$101-05-2015
Theodore Quillen IVCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
Trevor Michael ConlonCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
William Charles Paradee IIICommonwealth Financial NetworkEdward Jones$15010-07-2011
William Richard GallagherCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.