Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan M ShepardCommonwealth Financial NetworkTD Ameritrade, Inc.02-05-2020
Justin Bradford MayCommonwealth Financial NetworkEdward Jones$2512-06-2019
William Howell CullensCommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Ralph Lanier Rhodes IIICommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Michael Louis StoneCommonwealth Financial NetworkIFG Advisory, LLC$2511-26-2018
Daniel Moskowitz John Carty-Campbell Blake AsburyCommonwealth Financial NetworkFSC Securities Corporation$16010-01-2018
Daniel Ross MoskowitzCommonwealth Financial NetworkFSC Securities Corporation$4310-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Blake Franklin AsburyCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Beverly Addington McBrideCommonwealth Financial NetworkTriad Advisors LLC10-02-2017
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Erin Marie CarperCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5011-03-2016
S Reid Markham IIICommonwealth Financial NetworkMetLife Securities Inc.04-29-2016
Jeremy HodgesCommonwealth Financial NetworkMetLife Securities Inc.04-29-2016
Deborah Smith MarshCommonwealth Financial NetworkCetera Investment Services LLC$2504-01-2016
R Lynette Laughter Miller JonesCommonwealth Financial NetworkLPL Financial LLC$11410-22-2015
Rosemarie Lynette LaughterCommonwealth Financial NetworkLPL Financial LLC10-22-2015
Miller Talley Jones IIICommonwealth Financial NetworkLPL Financial LLC10-22-2015
Robert Ellis Joseph Ellis Joshua Britt Aaron Mabon Summer ParmerCommonwealth Financial NetworkLPL Financial LLC$15011-15-2012
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Kristopher Joseph PopeCommonwealth Financial NetworkLPL Financial LLC03-21-2011
Parks Wingo Avery JrCommonwealth Financial NetworkLPL Financial LLC$22003-21-2011
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC$2511-09-2009
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-30-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.