Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent A. CaswellCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.07-24-2015
Brian Keith WattsCommonwealth Financial NetworkSecurities America, Inc.$10006-26-2014
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC$50007-16-2012
Connor Reynolds StremelCommonwealth Financial NetworkHighTower Securities, LLC10-25-2018
David Gregory PacerCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10005-11-2012
James D HeeneyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-23-2014
Jason Grant MontgomeryCommonwealth Financial NetworkPruco Securities, LLC.08-29-2017
John RuhCommonwealth Financial NetworkKeel Point Capital, LLC07-01-2015
Mark Fitzgerald AgreCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-21-2014
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC$25012-16-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Michelle Leigh PostonCommonwealth Financial NetworkAmeriprise Advisor Services, Inc.08-12-2009
Randall David JohnsonCommonwealth Financial NetworkMML Investors Services, LLC$32010-20-2016
Ray Darby Evans Jr.Commonwealth Financial NetworkLincoln Financial Advisors Corporation$10005-11-2012
Scott R. HerzCommonwealth Financial NetworkTransamerica Investors Securities Corporation07-08-2016
Timothy Blaine DisetteCommonwealth Financial NetworkLincoln Financial Advisors Corporation$50005-11-2012

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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