Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$8809-28-2018
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Elizabeth O. CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
James Walter CushmanCommonwealth Financial NetworkLegg Mason Investor Services, LLC04-26-2018
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Thomas David McKeonCommonwealth Financial NetworkInfinex Investments, Inc.$1003-05-2018
Nancy J. HayesCommonwealth Financial NetworkINVEST Financial Corporation$2501-05-2018
Daniel Richard SantanelloCommonwealth Financial NetworkWinslow, Evans & Crocker, Inc.$5005-05-2017
Kelley Elizabeth McGoldrickCommonwealth Financial NetworkMorgan Stanley05-03-2017
Matthew P. GreeneCommonwealth Financial NetworkFidelity Brokerage Services LLC03-22-2017
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5012-21-2016
Kevin Patrick O'SullivanCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5009-23-2016
Marcus Allan PapajohnCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Ashley Kim SparhawkCommonwealth Financial NetworkJohn Hancock Funds, LLC09-23-2016
Stephen W. CaplanCommonwealth Financial NetworkNYLIFE Distributors LLC08-26-2016
John PrattiCommonwealth Financial NetworkMSI Financial Services$23008-01-2016
John Richard PrattiCommonwealth Financial NetworkMetLife Securities Inc.$15007-29-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Keith Edward TatlockCommonwealth Financial NetworkMetLife Securities Inc.$1002-26-2016
Next Page »

Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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