Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
David Kehler KemmererCommonwealth Financial NetworkBluebird Wealth Management LLC01-23-2020
Tara Colleen McDermottCommonwealth Financial NetworkRyan Financial, Inc.$10001-13-2020
William Kent RyanCommonwealth Financial NetworkRyan Financial, Inc.$10001-13-2020
Heather Ryan GirolamoCommonwealth Financial NetworkRyan Financial, Inc.$15001-13-2020
Geoffrey D McCarthy Jr.Commonwealth Financial NetworkLPL Financial LLC11-15-2019
Zena Nailah ChaseCommonwealth Financial NetworkVoya Financial Advisors, Inc.11-07-2019
Luke PalmerCommonwealth Financial NetworkEdward Jones$2511-01-2019
Joshua SnellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2019
Karen Dolan CurranCommonwealth Financial NetworkBolton Securities Corporation$5010-11-2019
Molly Ann KeeganCommonwealth Financial NetworkBolton Securities Corporation$110-11-2019
Geoffrey Aleksander SkowronekCommonwealth Financial NetworkAXA Advisors, LLC10-07-2019
Daniel Patrick McCurryCommonwealth Financial NetworkPWA Wealth Management08-23-2019
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Tejas Laxman BorseCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Leah Emily GrangerCommonwealth Financial NetworkCommonwealth Financial Network07-22-2019
Alec Joseph MurrayCommonwealth Financial NetworkEdward Jones06-04-2019
William Howell CullensCommonwealth Financial NetworkHornor, Townsend & Kent, LLC04-29-2019
Richard Kevin Sylvester JrCommonwealth Financial NetworkEdward Jones03-04-2019
James F. GouletCommonwealth Financial NetworkCetera Financial Specialists LLC02-15-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2501-18-2019
Martin R. BakerCommonwealth Financial NetworkFidelity Personal and Workplace Advisors01-18-2019
Daniel L. MonopoliCommonwealth Financial NetworkCambridge Investment Research, Inc.10-25-2018
Douglas Robert FultzCommonwealth Financial NetworkAllstate Financial Services, LLC10-02-2018
Dennis Camille GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2509-28-2018
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.