Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
John Francis MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Jennifer Elena MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2501-18-2019
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-21-2016
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-23-2015
Timothy Andrew RyanCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-02-2015
Patrick Michael FullerCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-15-2015
Todd A EhrenbergCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-15-2015
Sheila Brand StehlinCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-15-2015
Steven Robert LarsonCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-24-2014
Drew Keith StrattonCommonwealth Financial NetworkAmeriprise Financial Services, LLC$14210-24-2014
John Edward PotterCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5010-24-2014
Armand Gerard Cote IIICommonwealth Financial NetworkAmeriprise Financial Services, LLC$8910-24-2014
Richard Jimmie AllredCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-24-2014
Reed Peter ThompsonCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-10-2014
Nathan Davenport OLoughlinCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-25-2013
Mark David FeltCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-25-2013
Michael Richard KriskoCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-25-2013
Christopher Andrus WakemanCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-25-2013
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, LLC07-26-2013
John Patrick FoleyCommonwealth Financial NetworkAmeriprise Financial Services, LLC07-12-2013
David Andrew RampelloCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10002-03-2012
Mark Christopher BoldeiaCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2502-03-2012
Raymond Paul CroteauCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.