Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.$10001-02-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50001-08-2009
Edward Michael GazarianCommonwealth Financial NetworkBanc of America Investment Services, Inc.$50001-09-2009
Richard Charles Tegge Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.$10001-23-2009
David William Young IIICommonwealth Financial NetworkSagePoint Financial, Inc.$50002-04-2009
Joseph Lawrence GresciCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25002-13-2009
David Lee ErwinCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50002-13-2009
Timothy James GinleyCommonwealth Financial NetworkFidelity Brokerage Services LLC$25003-12-2009
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$25003-20-2009
William Watkins PeermanCommonwealth Financial NetworkStanford Group Company$50003-25-2009
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$50003-27-2009
Dag Olov M. BrandforsCommonwealth Financial NetworkWamu Investments, Inc.$15004-09-2009
William Michael LeebCommonwealth Financial NetworkFSC Securities Corporation$20004-16-2009
Robert Eugene Meyer IICommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$50004-16-2009
Stephen Tyler Ingalls Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.$25004-24-2009
Thomas Robert RanneyCommonwealth Financial NetworkCitigroup Global Markets Inc.$25005-01-2009
Edward Joseph GarbacikCommonwealth Financial NetworkInfinex Investments, Inc.$15005-04-2009
Jean Ellen KelleyCommonwealth Financial NetworkInfinex Investments, Inc.$50005-04-2009
Christopher C GiambroneCommonwealth Financial NetworkAXA Advisors, LLC$10005-19-2009
Chad William GutnerCommonwealth Financial NetworkStonehearth Capital Management$10005-26-2009
Paul Lansing MerrittCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-29-2009
Damian Paul PettaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-12-2009
Peter Charles McManusCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-18-2009
Allen Fredrick LoechnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-19-2009
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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