Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Joseph MurrayCommonwealth Financial NetworkEdward Jones06-04-2019
Alexandra ArmstrongCommonwealth Financial NetworkFSC Securities Corporation$10007-23-2009
Allen Fredrick LoechnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC06-19-2009
Allen Webster DillaireCommonwealth Financial NetworkAvantax Investment Services, Inc.$15008-22-2019
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Andrea Morgan Stackland-WintererCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-04-2009
Anthony VelosoCommonwealth Financial NetworkCetera Advisor Networks LLC06-01-2018
Armand Gerard Cote IIICommonwealth Financial NetworkAmeriprise Financial Services, LLC$5010-24-2014
Ashley Kim SparhawkCommonwealth Financial NetworkJohn Hancock Investment Management Distributors LLC09-23-2016
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley05-08-2015
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, LLC07-26-2013
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC$106-11-2010
Brant Andrew RayCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-09-2013
Brendan Richard BullettCommonwealth Financial NetworkTrue North Financial Services, Inc.$1002-01-2010
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5012-21-2016
Brian Edward DohertyCommonwealth Financial NetworkLPL Financial LLC07-06-2018
Brian Paul FoleyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2506-18-2009
Brian Steven GlazerCommonwealth Financial NetworkCincinnati Analysts, Inc.02-01-2012
Brooks Paulding Bartlett Sr.Commonwealth Financial NetworkSecurities America, Inc.$2509-30-2016
Bryan James CrabtreeCommonwealth Financial NetworkEdward Jones07-17-2009
Bryan Jeffrey KoslowCommonwealth Financial NetworkCetera Advisors LLC$1007-05-2013
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
Chad William GutnerCommonwealth Financial NetworkStonehearth Capital Management05-26-2009
Chadwick August WeberCommonwealth Financial NetworkMorgan Stanley07-20-2012
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC11-09-2009
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.