Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Elizabeth O. CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
James Walter CushmanCommonwealth Financial NetworkLegg Mason Investor Services, LLC04-26-2018
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Kelley Elizabeth McGoldrickCommonwealth Financial NetworkMorgan Stanley05-03-2017
Matthew P. GreeneCommonwealth Financial NetworkFidelity Brokerage Services LLC03-22-2017
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Marcus Allan PapajohnCommonwealth Financial NetworkLincoln Financial Advisors Corporation09-23-2016
Ashley Kim SparhawkCommonwealth Financial NetworkJohn Hancock Funds, LLC09-23-2016
Stephen W. CaplanCommonwealth Financial NetworkNYLIFE Distributors LLC08-26-2016
Matthew Russell LandonCommonwealth Financial NetworkFusion Analytics Securities LLC02-19-2016
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-23-2015
Daniel Joseph FlanaganCommonwealth Financial NetworkLexington Wealth Management, Inc.05-18-2015
Barbara Lynn AllisonCommonwealth Financial NetworkMorgan Stanley05-08-2015
Michael Andrew KockCommonwealth Financial NetworkFirst Heartland Capital, Inc.12-02-2014
Steven Robert Larson, Drew Keith Stratton, John Edward Potter, Armand Gerard Cote IIICommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-24-2014
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
Jeffrey Michael Prosser, Timothy Patrick Cadagin, Kevin Michael CadaginCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-04-2014
Matthew D MetrawCommonwealth Financial NetworkFidelity Brokerage Services LLC07-28-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
Joseph Scott MalmborgCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2014
Robert E. Jarras, Richard Jimmie AllredCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-24-2014
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
Richard Kevin ColarossiCommonwealth Financial NetworkKestra Investment Services, LLC11-21-2013
Next Page »

Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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