Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael David HanftCommonwealth Financial NetworkSII Investments, Inc.02-17-2009
William Michael LeebCommonwealth Financial NetworkFSC Securities Corporation$25004-16-2009
Mark Kimberley TraubCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation$5004-16-2009
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation$25004-16-2009
Robert Daniel Nordeen JrCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.$25006-26-2009
Scott Wheatley EglsederCommonwealth Financial NetworkSagePoint Financial, Inc.$5009-02-2009
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$2511-20-2009
Brian Patrick MacLeanCommonwealth Financial NetworkFSC Securities Corporation$5008-12-2010
Gregory Alexander AndraCommonwealth Financial NetworkRBC Capital Markets, LLC09-10-2010
Martha Nash CrockerCommonwealth Financial NetworkSigma Financial Corporation11-30-2011
Dale Winters Rice JrCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
Christopher M MoranCommonwealth Financial NetworkLPL Financial LLC$10905-02-2012
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC$25005-16-2012
Michael A CoxCommonwealth Financial NetworkAPW Capital, Inc.$2003-10-2014
Michele Hartman RansomeCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.01-05-2015
Candace Gordon KaplanCommonwealth Financial NetworkEquitable Advisors, LLC$911-06-2015
Matthew James WitchkoCommonwealth Financial NetworkEquitable Advisors, LLC11-06-2015
Sarah Beth KaplanCommonwealth Financial NetworkK-Financial, LLC11-06-2015
William Lawrence Gaines SrCommonwealth Financial NetworkEdward Jones$5008-19-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.