Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael David HanftCommonwealth Financial NetworkSII Investments, Inc.02-17-2009
Harry Daniel HaverkosCommonwealth Financial NetworkH. Beck, Inc.02-27-2009
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
Mark Kimberley TraubCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Peter David DixonCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Sandra T FreyCommonwealth Financial NetworkSagePoint Financial, Inc.09-02-2009
Satish Bhaskar SurvanshiCommonwealth Financial NetworkMorgan Stanley$10001-15-2010
Timothy Edmund Hopkins SchoefflerCommonwealth Financial NetworkCurian Clearing, LLC03-02-2010
Valentine Francis LynchCommonwealth Financial NetworkFSC Securities Corporation$50008-12-2010
Gregory Alexander AndraCommonwealth Financial NetworkRBC Capital Markets, LLC$25009-10-2010
John Hammond Urner Jr.Commonwealth Financial NetworkRBC Capital Markets, LLC$50009-10-2010
Martha Nash CrockerCommonwealth Financial NetworkSigma Financial Corporation$25011-30-2011
Edward Charles VonlangeCommonwealth Financial NetworkSigma Financial Corporation01-03-2012
Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$10005-02-2012
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC$25005-16-2012
ANDREW BRIAN GOODMANCommonwealth Financial NetworkYELLOWWOOD FINANCIAL ADVISORS, INC.01-02-2013
Kenneth Andrew SmithCommonwealth Financial NetworkPark Avenue Securities LLC01-03-2013
Mark Aaron JutkowitzCommonwealth Financial NetworkPurshe Kaplan Sterling Investments01-02-2015
Michele Hartman RansomeCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.01-05-2015
Nicholas Anthony IbelloCommonwealth Financial NetworkPlanning Solutions Group, LLC02-20-2015
Sarah Beth KaplanCommonwealth Financial NetworkK-Financial, LLC$10011-06-2015
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$10011-06-2015
Matthew James WitchkoCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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