Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. Moore, Justin M. Williamson, Jeffrey R. SteeleCommonwealth Financial NetworkMML Investors Services, LLC$22011-07-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-14-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
William J. FergusonCommonwealth Financial NetworkAXA Advisors, LLC$2504-20-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial LLC LLC$18003-15-2018
Roman Orest BatschynskyCommonwealth Financial NetworkNational Planning Corporation10-27-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$11504-21-2017
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$6304-21-2017
Thomas Joseph LintemuthCommonwealth Financial NetworkAXA Advisors, LLC$5002-24-2017
Justin Neil HuttCommonwealth Financial NetworkAXA Advisors, LLC$2602-24-2017
Dustin S. OsborneCommonwealth Financial NetworkAXA Advisors, LLC02-24-2017
Mark KerrCommonwealth Financial NetworkEdward Jones05-20-2016
William Michael SandersCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-22-2016
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Douglas James LabarCommonwealth Financial NetworkLPL Financial LLC$5006-08-2015
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Carol Ann StatonCommonwealth Financial NetworkPrincipal Securities, Inc.$2503-18-2015
Sara Jane Frank-HepferCommonwealth Financial NetworkEdward Jones12-05-2014
Brett David DoddsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1010-31-2014
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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