Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5003-20-2009
Johnny Martinez JrCommonwealth Financial NetworkCitigroup Global Markets Inc.05-01-2009
Michael John CantorCommonwealth Financial NetworkLPL Financial LLC$2501-15-2013
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Lina Commisso BowmanCommonwealth Financial NetworkSigma Financial Corporation12-09-2013
Mark Joseph DucharmeCommonwealth Financial NetworkSagePoint Financial, Inc.03-07-2014
Andrew John BrownCommonwealth Financial NetworkMML Investors Services, LLC04-25-2014
Brett David DoddsCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-31-2014
Sara Jane Frank-HepferCommonwealth Financial NetworkEdward Jones12-05-2014
Douglas James LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Jaakko L KaskoCommonwealth Financial NetworkAmeriprise Financial Services, LLC03-29-2016
William Michael SandersCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-22-2016
Mark KerrCommonwealth Financial NetworkEdward Jones05-20-2016
Thomas Joseph LintemuthCommonwealth Financial NetworkEquitable Advisors, LLC$10002-24-2017
Justin Neil HuttCommonwealth Financial NetworkEquitable Advisors, LLC$10002-24-2017
Dustin S OsborneCommonwealth Financial NetworkEquitable Advisors, LLC02-24-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$11504-21-2017
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10004-21-2017
Roman Orest BatschynskyCommonwealth Financial NetworkNational Planning Corporation10-27-2017
Steven James GroganCommonwealth Financial NetworkSignator Investors, Inc.02-02-2018
Tony LaJeunesse Michelle LaFuente Erin WozniakCommonwealth Financial NetworkLPL Financial LLC$18003-15-2018
William J FergusonCommonwealth Financial NetworkEquitable Advisors, LLC$2504-20-2018
Michelle Laura LafuenteCommonwealth Financial NetworkLPL Financial LLC05-15-2018
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.