Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Tyler Michael Buitenwerf | Commonwealth Financial Network | Waddell & Reed | — | 02-13-2019 |
| Dennis Alan Asaro | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | — | 09-14-2018 |
| Douglas Michael Newport | Commonwealth Financial Network | Fifth Third Securities, Inc. | — | 06-14-2018 |
| Roman Orest Batschynsky | Commonwealth Financial Network | National Planning Corporation | — | 10-27-2017 |
| Dustin S. Osborne | Commonwealth Financial Network | AXA Advisors, LLC | — | 02-24-2017 |
| Mark Kerr | Commonwealth Financial Network | Edward Jones | — | 05-20-2016 |
| William Michael Sanders | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | — | 04-22-2016 |
| Peter Anthony Finch | Commonwealth Financial Network | MML Investors Services, LLC | — | 06-26-2015 |
| Daniel Davin Labar | Commonwealth Financial Network | LPL Financial LLC | — | 06-08-2015 |
| Sara Jane Frank-Hepfer | Commonwealth Financial Network | Edward Jones | — | 12-05-2014 |
| Mark Joseph Ducharme | Commonwealth Financial Network | SagePoint Financial, Inc. | — | 03-07-2014 |
| Lina Commisso Bowman | Commonwealth Financial Network | Sigma Financial Corporation | — | 12-09-2013 |
| Amy Marie Dowling | Commonwealth Financial Network | Advance Capital Services, Inc. | — | 10-18-2013 |
| Christopher Thomas Sauve | Commonwealth Financial Network | Advantage Investment Management, LLC | $10 | 02-22-2019 |
| Michael Sean Dugan | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | $10 | 09-14-2018 |
| Brett David Dodds | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | $10 | 10-31-2014 |
| Michael John Cantor | Commonwealth Financial Network | LPL Financial LLC | $10 | 01-15-2013 |
| Dominic Edward Benetti | Commonwealth Financial Network | Raymond James Financial Services, Inc. | $25 | 02-22-2019 |
| William J. Ferguson | Commonwealth Financial Network | AXA Advisors, LLC | $25 | 04-20-2018 |
| Carol Ann Staton | Commonwealth Financial Network | Principal Securities, Inc. | $25 | 03-18-2015 |
| Justin Neil Hutt | Commonwealth Financial Network | AXA Advisors, LLC | $26 | 02-24-2017 |
| Thomas Joseph Lintemuth | Commonwealth Financial Network | AXA Advisors, LLC | $50 | 02-24-2017 |
| Douglas James Labar | Commonwealth Financial Network | LPL Financial LLC | $50 | 06-08-2015 |
| Michael Curtiss Nummer | Commonwealth Financial Network | Wells Fargo Advisors Financial Network, LLC | $63 | 03-14-2019 |
| Mark John Yatros | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | $63 | 04-21-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
