Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Karen KroghCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1006-24-2016
Cheryl Jean GrochowskiCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1006-24-2016
Albert Lance LimCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-26-2014
Lisa Jill GrenellCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-19-2011
Chloe Kathryn BrielCommonwealth Financial NetworkCetera Advisor Networks LLC03-23-2015
Joel Seth GreenwaldCommonwealth Financial NetworkCetera Advisor Networks LLC$5008-01-2012
Tyler Jordan SwansonCommonwealth Financial NetworkCliftonLarsonAllen Wealth Advisors, LLC05-29-2018
Brad Michael MelsaCommonwealth Financial NetworkCUNA Brokerage Services, Inc.05-21-2012
Sarah AlbrightCommonwealth Financial NetworkFBL Marketing Services, LLC10-04-2019
Patrick Alan FlemingCommonwealth Financial NetworkFeltl & Company03-11-2013
Larry Ray DegraafCommonwealth Financial NetworkFintegra, LLC$5009-06-2013
Mary MaleskaCommonwealth Financial NetworkFintegra, LLC09-06-2013
Jeannie Rae DegraafCommonwealth Financial NetworkFintegra, LLC09-06-2013
Laurie Anne MoserCommonwealth Financial NetworkFintegra, LLC09-06-2013
Wayne William SchluchterCommonwealth Financial NetworkFirst Allied Securities, Inc.$10008-20-2012
Jeffery Harold VoitCommonwealth Financial NetworkFirst Allied Securities, Inc.$5008-20-2012
Cynthia Ann Lanoue-SauerCommonwealth Financial NetworkFirst Allied Securities, Inc.$2508-20-2012
Mark Iver HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services$4411-01-2017
Aaron James PutmanCommonwealth Financial NetworkHaukedahl Financial Services$811-01-2017
Brett I. HaukedahlCommonwealth Financial NetworkHaukedahl Financial Services11-01-2017
Fredrick Walter SundquistCommonwealth Financial NetworkInvestment Centers of America, Inc.$8010-06-2017
Joseph Timothy LavineCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
William James MarkovichCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-06-2017
Andrew James ClooseCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
Andrew J. HaskellCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.