Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Uwe Schweikert Doug Weaver Doug Wheeler Tom Storrie Calvin Brown Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28501-20-2017
James S WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, LLC02-07-2020
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-24-2018
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
Harlan Brandon HughesCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
Mark Douglas WeaverCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10001-20-2017
Uwe Fred SchweikertCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-20-2017
Joel Douglas WheelerCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2501-20-2017
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5009-27-2011
Daniel Edward MurphyCommonwealth Financial NetworkAmeriprise Financial Services, LLC$15007-08-2009
Joseph David Matza JrCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5007-08-2009
Paul Wayne EyreCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10007-08-2009
Graham John WilsonCommonwealth Financial NetworkCapital Analysts$5005-01-2020
Bradley S GrothCommonwealth Financial NetworkEdward Jones07-30-2020
Luke Warren McKelvyCommonwealth Financial NetworkEdward Jones06-12-2013
Thomas Christopher KempCommonwealth Financial NetworkFirst Horizon Advisors, Inc.08-07-2020
Nathaniel BrownCommonwealth Financial NetworkJ. W. Cole Advisors, Inc.02-28-2019
Charlie Potter Chip Roe Price FrenchCommonwealth Financial NetworkKestra Investment Services, LLC$13005-21-2018
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Price Chipley FrenchCommonwealth Financial NetworkKestra Investment Services, LLC$2105-21-2018
Franklin Britt BordersCommonwealth Financial NetworkLPL Financial LLC05-27-2020
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.