Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James S. WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, LLC02-07-2020
Matthew Craig HallCommonwealth Financial NetworkBB&T Securities, LLC01-08-2020
Leonard David Cautela Jr.Commonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-18-2019
Philip Marcus Winstead Jr.Commonwealth Financial NetworkPNC Investments06-28-2019
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Robert Bruce Williams IVCommonwealth Financial NetworkNext Financial Group, Inc.$2505-17-2019
Kyle Scott BealsCommonwealth Financial NetworkCambridge Investment Research, Inc.$1002-28-2019
Nathaniel BrownCommonwealth Financial NetworkJ. W. Cole Advisors, Inc.02-28-2019
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2508-24-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-24-2018
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Price Chipley FrenchCommonwealth Financial NetworkKestra Investment Services, LLC$2105-21-2018
Lorraine Diane JohnsonCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$2111-01-2017
Barry Stuart GoldbergCommonwealth Financial NetworkNational Planning Corporation$2510-31-2017
Bradley Martin HappelCommonwealth Financial NetworkVoya Financial Advisors, Inc.$105-23-2017
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2504-28-2017
Lisa Marie ZywickiCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
Harlan Brandon HughesCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
James Anthony Womack Jr.Commonwealth Financial NetworkCambridge Investment Research, Inc.$1003-01-2017
Mark Douglas WeaverCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10001-20-2017
Uwe Fred SchweikertCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-20-2017
Joel Douglas WheelerCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-20-2017
Philip Marcus WinsteadCommonwealth Financial NetworkCambridge Investment Research, Inc.$15001-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2501-20-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.