Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Michael LaFranceCommonwealth Financial NetworkUBS Financial Services Inc.$1003-20-2009
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.03-24-2010
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2509-27-2011
Ralph Bertram Williams IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1004-20-2012
James Howard TuckerCommonwealth Financial NetworkMorgan Stanley$5002-15-2013
Patrick Lawrence BriaCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5002-15-2013
Luke Warren McKelvyCommonwealth Financial NetworkEdward Jones$1006-12-2013
Greg D. PattersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2505-23-2014
William Warren Armfield IICommonwealth Financial NetworkEdward Jones06-20-2014
Timothy Clay Ebert, Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Robert Edwin Jones Jr.Commonwealth Financial NetworkPruco Securities, LLC.09-30-2015
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$28501-20-2017
Mark Douglas Weaver, Uwe Fred Schweikert, Joel Douglas Wheeler, Calvin Leon BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-20-2017
James Anthony Womack Jr.Commonwealth Financial NetworkCambridge Investment Research, Inc.$1003-01-2017
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-28-2017
Bradley Martin HappelCommonwealth Financial NetworkVoya Financial Advisors, Inc.05-23-2017
Barry Stuart GoldbergCommonwealth Financial NetworkNational Planning Corporation$2510-31-2017
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13005-21-2018
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Robert Bruce Williams IVCommonwealth Financial NetworkNext Financial Group, Inc.$2505-17-2019
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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