Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Michael LaFranceCommonwealth Financial NetworkUBS Financial Services Inc.$10003-20-2009
Paul Wayne EyreCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10007-08-2009
Joseph David Matza Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$50007-08-2009
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.$50003-24-2010
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25009-27-2011
Megan Fogle KopkaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2011
Ralph Bertram Williams IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-20-2012
James Howard TuckerCommonwealth Financial NetworkMorgan Stanley$50002-15-2013
Patrick Lawrence BriaCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-15-2013
Luke Warren McKelvyCommonwealth Financial NetworkEdward Jones$10006-12-2013
Greg D. PattersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-23-2014
James Allen CanadyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-23-2014
William Warren Armfield IICommonwealth Financial NetworkEdward Jones06-20-2014
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Melissa Wetsig PhillippiCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc07-16-2015
Robert Edwin Jones Jr.Commonwealth Financial NetworkPruco Securities, LLC.$25009-30-2015
Mark Douglas WeaverCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-20-2017
Calvin Leon BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-20-2017
Philip Marcus WinsteadCommonwealth Financial NetworkCambridge Investment Research, Inc.$15001-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25001-20-2017
Uwe Fred SchweikertCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-20-2017
Joel Douglas WheelerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-20-2017
James Anthony Womack Jr.Commonwealth Financial NetworkCambridge Investment Research, Inc.$10003-01-2017
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25004-28-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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