Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Stuart GoldbergCommonwealth Financial NetworkNational Planning Corporation10-31-2017
Bradley Martin HappelCommonwealth Financial NetworkVoya Financial Advisors, Inc.05-23-2017
Bradley S GrothCommonwealth Financial NetworkEdward Jones07-30-2020
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Charlie Potter Chip Roe Price FrenchCommonwealth Financial NetworkKestra Investment Services, LLC$13005-21-2018
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
Daniel Edward MurphyCommonwealth Financial NetworkAmeriprise Financial Services, LLC$15007-08-2009
Elliott Bruce MoskowitzCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
Franklin Britt BordersCommonwealth Financial NetworkLPL Financial LLC05-27-2020
Graham John WilsonCommonwealth Financial NetworkCapital Analysts$5005-01-2020
Greg D PattersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5005-23-2014
Harlan Brandon HughesCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-28-2017
James Allen CanadyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-23-2014
James Howard TuckerCommonwealth Financial NetworkMorgan Stanley$5602-15-2013
James S WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, LLC02-07-2020
Jay Edward BarishCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5009-27-2011
Joel Douglas WheelerCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-20-2017
Joseph David Matza JrCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5007-08-2009
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-24-2018
Lorraine Diane JohnsonCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5011-01-2017
Luke Warren McKelvyCommonwealth Financial NetworkEdward Jones06-12-2013
Mark Douglas WeaverCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10001-20-2017
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.$10003-24-2010
Melissa Wetsig PhillippiCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc07-16-2015
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.