Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Paul SileoCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10010-29-2018
Sarah W. Whipps KendaCommonwealth Financial NetworkSalient Capital L.P.04-18-2018
Peter Matthew Fahey Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-03-2017
Philip Andrew McCaullCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-03-2017
Nicolas Timmothy Crieg CurtisCommonwealth Financial NetworkALPS Distributors, Inc.04-04-2017
Ellen Hurley MolnarCommonwealth Financial NetworkLincoln Financial Securities Corporation$10008-07-2015
Stephan Michael KerbyCommonwealth Financial NetworkIntegrity & Faith Based Wealth Management06-18-2015
James F MonahanCommonwealth Financial NetworkAcorn Financial, LLC01-02-2015
Jeffrey Allen SmithCommonwealth Financial NetworkADP Broker-Dealer, Inc.04-21-2014
Joseph Michael AlvarezCommonwealth Financial NetworkNvest Financial Group, LLC04-08-2013
Jeffrey Roland MigneaultCommonwealth Financial NetworkInfinex Investments, Inc.$10008-09-2011
Jedediah David LiebertCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC02-07-2011
Karen Lee ZarambaCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-25-2009
Robert John WalczakCommonwealth Financial NetworkGranite State Wealth Management02-24-2009

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.