Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John RichardsCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Heather Beth BaroneCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Edward Leo Bayarski Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC$15011-11-2011
Matthew Wayne SiegelCommonwealth Financial NetworkAXA Advisors, LLC$3111-19-2018
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
James Paul MeindlCommonwealth Financial NetworkBlackRock Investments, LLC03-02-2020
David ElefantCommonwealth Financial NetworkCetera Financial Specialists LLC$1005-13-2015
Ian S. BairdCommonwealth Financial NetworkCetera Financial Specialists LLC05-13-2015
Steve H NguyenCommonwealth Financial NetworkCitizens Securities, Inc.$2508-12-2019
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.06-03-2019
Scott Curtis ArcuryCommonwealth Financial NetworkCitizens Securities, Inc.02-15-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
Richard George Scalia Jr.Commonwealth Financial NetworkFirst Allied Securities, Inc.$10005-17-2018
Charles John Rose Jr.Commonwealth Financial NetworkJ. W. Cole Advisors, Inc.02-21-2019
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
Linda Ellen KubitCommonwealth Financial NetworkLPL Financial LLC$2505-14-2015
James Francis King Jr.Commonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Shawn A SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
John FitzgeraldCommonwealth Financial NetworkMorgan Stanley$2512-08-2017
Brian Robert KayhartCommonwealth Financial NetworkMorgan Stanley04-19-2013
Robert John FioccoCommonwealth Financial NetworkMorgan Stanley$2504-19-2013
Next Page »

Showing 1 to 25 of 54 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.