Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Edward Gerard RosarCommonwealth Financial NetworkWorld Equity Group, Inc.$5009-03-2019
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.06-03-2019
Charles John Rose Jr.Commonwealth Financial NetworkJ.W. Cole Advisors, Inc.02-21-2019
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-20-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
Richard George Scalia Jr.Commonwealth Financial NetworkFirst Allied Securities, Inc.$10005-17-2018
John FitzgeraldCommonwealth Financial NetworkMorgan Stanley$2512-08-2017
Mark FicheraCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
John Christopher ShiblesCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Michael Folan OberdorfCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Eric Scott Colella, Allan Jay Turoff, Alexander James Saulon Jr., Justin Plastino, Jeffrey Michael Wolf, Ian Kahil, Tim Ryan McDonaldCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial LLC LLC$10805-15-2015
James Francis King Jr., Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Linda Ellen KubitCommonwealth Financial NetworkLPL Financial LLC$2505-14-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
David ElefantCommonwealth Financial NetworkCetera Financial Specialists LLC$1005-13-2015
Ian S. BairdCommonwealth Financial NetworkCetera Financial Specialists LLC05-13-2015
Shawn A Steffens, Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
Robert John FioccoCommonwealth Financial NetworkMorgan Stanley$2504-19-2013
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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