Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Christopher LynchCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$50011-06-2009
John Lewis SmallwoodCommonwealth Financial NetworkSecurities America, Inc.$15005-16-2011
Edward Edgar Bao Jr.Commonwealth Financial NetworkSecurities America, Inc.05-18-2011
Scott Everett CooperCommonwealth Financial NetworkSecurities America, Inc.$10008-22-2011
Brian David FischerCommonwealth Financial NetworkSecurities America, Inc.$50008-22-2011
Ronald Evan JaegerCommonwealth Financial NetworkWestport Capital Markets, LLC$50010-28-2011
Edward Leo Bayarski Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$15011-11-2011
Brian Robert KayhartCommonwealth Financial NetworkMorgan Stanley$10004-19-2013
Robert John FioccoCommonwealth Financial NetworkMorgan Stanley$25004-19-2013
Robert Louis Iola Jr.Commonwealth Financial NetworkSummit Equities, Inc.$50001-06-2014
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
Shawn A SteffensCommonwealth Financial NetworkMetLife Securities Inc.$10006-24-2014
Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$10006-24-2014
Ernest Lundell SimsCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
David ElefantCommonwealth Financial NetworkCetera Financial Specialists LLC$10005-13-2015
Ian S. BairdCommonwealth Financial NetworkCetera Financial Specialists LLC05-13-2015
James Francis King Jr.Commonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Linda Ellen KubitCommonwealth Financial NetworkLPL Financial LLC$25005-14-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Justin PlastinoCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Allan Jay TuroffCommonwealth Financial NetworkSecurities America, Inc.$12009-30-2016
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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