Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles John Rose Jr.Commonwealth Financial NetworkJ. W. Cole Advisors, Inc.02-21-2019
Christopher John DoddsCommonwealth Financial NetworkSecurian Financial Services, Inc.09-26-2018
Scott Curtis ArcuryCommonwealth Financial NetworkCitizens Securities, Inc.02-15-2018
William John BergCommonwealth Financial NetworkWaddell & Reed01-09-2018
Nicholas Paul PantleCommonwealth Financial NetworkUBS Financial Services Inc.08-28-2017
Ryan Michael EvansCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
James A EhretCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
Mark FicheraCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Eric Scott ColellaCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Alfred Joseph Polizzotto IIICommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Ian S. BairdCommonwealth Financial NetworkCetera Financial Specialists LLC05-13-2015
Ernest Lundell SimsCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
Edward Edgar Bao Jr.Commonwealth Financial NetworkSecurities America, Inc.05-18-2011
Perry M. SuttonCommonwealth Financial NetworkCitizens Securities, Inc.$10006-03-2019
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
Richard George Scalia Jr.Commonwealth Financial NetworkFirst Allied Securities, Inc.$10005-17-2018
Michael J SedamCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$10004-03-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC$10002-28-2017
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Justin PlastinoCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.