Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Paul Zambito | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | $25 | 04-20-2018 |
| Nathan Riess Wegman | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | — | 04-20-2018 |
| Nicole Francis | Commonwealth Financial Network | Securities Service Network | $80 | 11-01-2017 |
| Nicole Francis | Commonwealth Financial Network | Securities Service Network, LLC | $50 | 11-01-2017 |
| Stuart Paris, Michael Paris | Commonwealth Financial Network | National Planning | $1,300 | 10-16-2017 |
| Stuart Alan Paris | Commonwealth Financial Network | National Planning Corporation | $109 | 10-16-2017 |
| Mark Zigman | Commonwealth Financial Network | National Planning Corporation | $10 | 10-16-2017 |
| Evan Scott Portnoy | Commonwealth Financial Network | National Planning Corporation | — | 10-16-2017 |
| David Russell Burgio | Commonwealth Financial Network | Lincoln Financial Advisors Corporation | $100 | 02-24-2017 |
| Jeremy Isaac Beck | Commonwealth Financial Network | Wells Fargo Advisors Financial Network, LLC | $50 | 02-22-2017 |
| John Robert Bleier Jr. | Commonwealth Financial Network | Hornor, Townsend & Kent, LLC | — | 11-04-2016 |
| Charles Alfred Constantino II | Commonwealth Financial Network | Hornor, Townsend & Kent, LLC | — | 11-04-2016 |
| Sherman Walter Baker | Commonwealth Financial Network | LPL Financial LLC | $25 | 11-03-2016 |
| Peter James Gallagher | Commonwealth Financial Network | Citigroup Global Markets Inc. | $100 | 09-09-2016 |
| Thomas J Muscato | Commonwealth Financial Network | Edward Jones | — | 09-06-2016 |
| Richard Charles Moldenhauer | Commonwealth Financial Network | Ameritas Investment Corp. | $100 | 08-15-2016 |
| Brett Alan Moldenhauer | Commonwealth Financial Network | Ameritas Investment Corp. | — | 08-15-2016 |
| Gregory Harris Kotecki | Commonwealth Financial Network | Ameritas Investment Corp. | — | 08-15-2016 |
| Daniel Robert Ryel | Commonwealth Financial Network | MetLife Securities Inc. | — | 08-05-2016 |
| Richard Paul Jenkins | Commonwealth Financial Network | Cadaret, Grant & Co., Inc. | $25 | 08-24-2015 |
| Peter Kenneth Gawreluk | Commonwealth Financial Network | Cetera Advisor Networks LLC | — | 06-01-2015 |
| Clifford Lewis Faintych | Commonwealth Financial Network | Cambridge Investment Research, Inc. | — | 04-20-2015 |
| Matthew David Bennage | Commonwealth Financial Network | Hornor, Townsend & Kent, LLC | — | 01-16-2015 |
| Patrick John Mahardy | Commonwealth Financial Network | AXA Advisors, LLC | $50 | 08-22-2014 |
| Brent Thomas Schleicher | Commonwealth Financial Network | AXA Advisors, LLC | $25 | 08-22-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
