Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
Nathan Riess WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-20-2018
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network, LLC$5011-01-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
Stuart Alan ParisCommonwealth Financial NetworkNational Planning Corporation$10910-16-2017
Mark ZigmanCommonwealth Financial NetworkNational Planning Corporation$1010-16-2017
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Jeremy Isaac BeckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5002-22-2017
John Robert Bleier Jr.Commonwealth Financial NetworkHornor, Townsend & Kent, LLC11-04-2016
Charles Alfred Constantino IICommonwealth Financial NetworkHornor, Townsend & Kent, LLC11-04-2016
Sherman Walter BakerCommonwealth Financial NetworkLPL Financial LLC$2511-03-2016
Peter James GallagherCommonwealth Financial NetworkCitigroup Global Markets Inc.$10009-09-2016
Thomas J MuscatoCommonwealth Financial NetworkEdward Jones09-06-2016
Richard Charles MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.$10008-15-2016
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Gregory Harris KoteckiCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Daniel Robert RyelCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Richard Paul JenkinsCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2508-24-2015
Peter Kenneth GawrelukCommonwealth Financial NetworkCetera Advisor Networks LLC06-01-2015
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015
Matthew David BennageCommonwealth Financial NetworkHornor, Townsend & Kent, LLC01-16-2015
Patrick John MahardyCommonwealth Financial NetworkAXA Advisors, LLC$5008-22-2014
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
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Showing 26 to 50 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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