Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard P LavoieCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Julie ThomasCommonwealth Financial NetworkJ.P. Morgan Securities LLC$5006-06-2014
Alex Henry RusinowitzCommonwealth Financial NetworkJ.P. Morgan Securities LLC03-14-2013
John Michael CroninCommonwealth Financial NetworkINVEST Financial Corporation$5002-04-2013
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Douglas Adam BoneparthCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
Warren Michael CohenCommonwealth Financial NetworkJ.P. Morgan Securities LLC10-05-2012
Francis Gerard SmithCommonwealth Financial NetworkWalnut Street Securities, Inc.$2509-27-2012
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Raymond Allen Yackel Jr.Commonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2012
Michelle Renee MartinCommonwealth Financial NetworkMorgan Stanley02-17-2012
Kathryn Lee KorolCommonwealth Financial NetworkSecurities America, Inc.$2506-30-2011
Lew Denis JonesCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Stanley Eugene McCormackCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$5006-29-2011
Stewart Ross MoscovCommonwealth Financial NetworkENSEMBLE FINANCIAL SERVICES, INC.$15004-25-2011
Gregg David LayerCommonwealth Financial NetworkEnsemble Financial Services, Inc.$5004-25-2011
Mark Richard ColganCommonwealth Financial NetworkEnsemble Financial Services, Inc.$2504-25-2011
Bentley Gerald HutchingsCommonwealth Financial NetworkEnsemble Financial Services, Inc.04-25-2011
Steven Jeffrey KaneCommonwealth Financial NetworkEnsemble Financial Services, Inc.04-25-2011
Douglas Richard SnowCommonwealth Financial NetworkLincoln Financial Advisors Corporation$15005-10-2010
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Charles Emanuel CarnesCommonwealth Financial NetworkCitigroup Global Markets Inc.05-15-2009
Jacqueline Ellen DufresneCommonwealth Financial NetworkCitigroup Global Markets Inc.05-15-2009
James Russell StoutCommonwealth Financial NetworkCitigroup Global Markets Inc.05-15-2009
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Showing 51 to 75 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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