Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brady GreenCommonwealth Financial NetworkJ.P. Morgan Institutional Investments Inc.07-18-2016
Ashok Shantappa ShendureCommonwealth Financial NetworkBds Financial Service Corporation$15007-06-2009
Bart William LittleCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$2503-05-2010
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Carol Ann StatonCommonwealth Financial NetworkPrincipal Securities, Inc.$4303-18-2015
Daniel Ray HatfieldCommonwealth Financial NetworkCitigroup Global Markets Inc.05-01-2009
Danielle M LandonCommonwealth Financial NetworkCetera Advisor Networks LLC05-25-2016
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
Eric Keith KingCommonwealth Financial NetworkSignator Investors, Inc.$15010-05-2016
Fred O BuckleyCommonwealth Financial NetworkSecurities America, Inc.$10005-27-2020
Jennifer Elaine YeaterCommonwealth Financial NetworkSignator Investors, Inc.10-05-2016
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
John Brent OffenburgerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5005-01-2017
John Robert ForloineCommonwealth Financial NetworkNationwide Securities, LLC08-28-2018
Jonathan Scott MerckensCommonwealth Financial NetworkEquity Services, Inc.09-30-2011
Joseph Andrew Chornyak JrCommonwealth Financial NetworkChornyak & Associates, Ltd.$5010-07-2009
Joseph Andrew Chornyak SrCommonwealth Financial NetworkChornyak & Associates, Ltd.$15010-07-2009
Kevin L DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Kevin Richard WichmanCommonwealth Financial NetworkLPL Financial LLC$10008-18-2014
Mark Robert FinneyCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.10-30-2015
Mark StephensonCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$2503-05-2010
Matthew T CollinsCommonwealth Financial NetworkNationwide Securities, LLC10-17-2018
Melissa Jane EngbertCommonwealth Financial NetworkForesters Financial Services, Inc.02-15-2019
Michael James BakerCommonwealth Financial NetworkCetera Advisor Networks LLC$5009-21-2011
Paul Edward Miller JrCommonwealth Financial NetworkRaymond James & Associates, Inc.$10010-21-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.