Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Edward Duckworth Jr.Commonwealth Financial NetworkAllegheny Investments, Ltd.$2511-26-2013
Steven Andrew Kavanaugh IICommonwealth Financial NetworkAmbassador Advisors, LLC$25005-01-2018
John Ryan BoscarelliCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5011-07-2019
Mary Ann LazzaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC11-07-2019
Michael Patrick WeberCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-16-2015
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Company, LLC04-23-2019
Veronica Ann DendeCommonwealth Financial NetworkAmeritas Investment Company, LLC$2603-29-2018
Katherine Mary OvenCommonwealth Financial NetworkAmeritas Investment Company, LLC03-29-2018
Glenn Brian CohenCommonwealth Financial NetworkAvantax Investment Services, Inc.$2511-01-2019
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC06-04-2018
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC$1011-30-2009
James Jonathan DinsmoreCommonwealth Financial NetworkBroker Dealer Financial Services Corp.$1008-17-2017
Charles Joseph McKelveyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.09-18-2017
Michael Hitcho Jr.Commonwealth Financial NetworkCadaret, Grant & Co., Inc.09-18-2017
William Louis BramsCommonwealth Financial NetworkCapital Analysts$5005-16-2013
Scott Donald SeymourCommonwealth Financial NetworkCetera Advisor Networks LLC10-25-2019
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Lawrence Joseph AmentaCommonwealth Financial NetworkCUNA Brokerage Services, Inc.03-06-2020
Shana BielichCommonwealth Financial NetworkFederated Securities Corp.02-23-2010
Jack Edward ArmstrongCommonwealth Financial NetworkGeneos Wealth Management, Inc.$5009-06-2017
Jason Patrick ThorneCommonwealth Financial NetworkGeneos Wealth Management, Inc.09-06-2017
Donald Lee AlbackerCommonwealth Financial NetworkInvestment Advisors Asset Management, LLC$111-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.