Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Donald Lee AlbackerCommonwealth Financial NetworkInvestment Advisors Asset Management, LLC11-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC11-30-2009
Shana BielichCommonwealth Financial NetworkFederated Securities Corp.02-23-2010
Robert Howard Lingenfelser, Kevin Joseph LingenfelserCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$10007-02-2010
Matthew D. BiffenCommonwealth Financial NetworkSecurities America, Inc.08-23-2010
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Mark Anthony RodaCommonwealth Financial NetworkTD Ameritrade Investment Management, LLC08-01-2011
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial LLC LLC$7011-15-2012
Karen Wilson CartwrightCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$1002-14-2013
William Louis BramsCommonwealth Financial NetworkCapital Analysts$5005-16-2013
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Danine Ann MuellerCommonwealth Financial NetworkGirard Investment Services, LLC10-01-2014
Casey Louise ReardonCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Tari Kim TrowbridgeCommonwealth Financial NetworkLPL Financial LLC$2511-07-2014
Stephen Ole MeidahlCommonwealth Financial NetworkSecurities America, Inc.$5008-27-2015
Alan A. FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Deborah Ann DavisCommonwealth Financial NetworkSII Investments, Inc.$1908-15-2016
William George JamesCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Jack Edward ArmstrongCommonwealth Financial NetworkGeneos Wealth Management, Inc.$5009-06-2017
Jason Patrick ThorneCommonwealth Financial NetworkGeneos Wealth Management, Inc.09-06-2017
Charles Joseph McKelveyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.09-18-2017
Michael Hitcho Jr.Commonwealth Financial NetworkCadaret, Grant & Co., Inc.09-18-2017
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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