Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Charles HenryCommonwealth Financial NetworkNationwide Securities, LLC01-06-2020
Kirsten A. BagagliaCommonwealth Financial NetworkCitizens Securities, Inc.08-29-2018
Mackenzie M. RichardsCommonwealth Financial NetworkCitizens Securities, Inc.03-15-2018
Todd J WokoskeCommonwealth Financial NetworkPark Avenue Securities LLC05-17-2017
Nicholas Olcott CarrCommonwealth Financial NetworkLPL Financial LLC04-12-2017
John Francis CroninCommonwealth Financial NetworkLincoln Financial Advisors Corporation11-02-2016
Nicholas LoringCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Daniel R. BeaudetteCommonwealth Financial NetworkWells Fargo Clearing Services, LLC12-05-2012
Kevin John DeangelisCommonwealth Financial NetworkCitizens Securities, Inc.02-07-2011
Alan TestaCommonwealth Financial NetworkUBS Financial Services Inc.06-09-2009
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
David Grenville HunterCommonwealth Financial NetworkLPL Financial LLC$2503-30-2015
Todd Matthew GeorgeCommonwealth Financial NetworkCommonwealth Financial Network$2501-08-2009
Aaron Jack SimonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5004-21-2017
James Murray ElliottCommonwealth Financial NetworkCitizens Securities, Inc.$5008-01-2012
Mark Ryan BoccuzziCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10007-26-2018
Kim Resendes GeorgeCommonwealth Financial NetworkCitizens Securities, Inc.$10003-10-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.