Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Russ MessengerCommonwealth Financial NetworkCetera Advisors LLC10-01-2015
Brian Christopher BisdorfCommonwealth Financial NetworkEdward Jones$15011-01-2019
Bridget Elise PalmerCommonwealth Financial NetworkEdward Jones11-01-2019
Charles William Crowl JrCommonwealth Financial NetworkAvantax Investment Services, Inc.$5006-18-2020
Christian Trygve-Lee StoutCommonwealth Financial NetworkUBS Financial Services Inc.$10009-16-2015
Christopher Baxter JonesCommonwealth Financial NetworkStephens09-03-2015
Christopher Jon PowersCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2013
Christy J SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Claudia Perez BrownCommonwealth Financial NetworkRoyal Alliance Associates, Inc.11-30-2009
David Fairfield Pratt GuyettCommonwealth Financial NetworkSigma Financial Corporation01-03-2012
Derrick Jerome CallisCommonwealth Financial NetworkVALIC Financial Advisors, Inc.$10010-08-2013
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
Frederick Palmer Mesch IICommonwealth Financial NetworkAvantax Investment Services, Inc.04-30-2018
Irfan A DossaniCommonwealth Financial NetworkAdvisor Resource Council02-08-2018
Jack Prather Brown JrCommonwealth Financial NetworkMaplewood Investments, Inc.$15008-15-2016
Jeffrey Mark RicksCommonwealth Financial NetworkOppenheimer & Co. Inc.$4107-16-2009
John C Farris SrCommonwealth Financial NetworkWFG Investments, Inc.$2511-04-2016
John William Rubottom JrCommonwealth Financial NetworkProspera Financial Services, Inc.01-14-2016
Karthik MuralirajCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Kevin Michael Curley IICommonwealth Financial NetworkUBS Financial Services Inc.05-17-2017
Kimberly Zan TillinghastCommonwealth Financial NetworkWFG Investments, Inc.$10011-04-2016
Larry Brant WilsonCommonwealth Financial NetworkSagePoint Financial, Inc.$5005-04-2009
Larry Brant Wilson JrCommonwealth Financial NetworkSagePoint Financial, Inc.05-05-2009
Laura Deanna PeirsonCommonwealth Financial NetworkPruco Securities, LLC.12-02-2019
Laura Katherine WilliamsCommonwealth Financial NetworkFirst Allied Advisory Services, Inc.03-17-2014
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.