Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Joel CanalesCommonwealth Financial NetworkStonewater Wealth Management, Inc.09-16-2019
Frederick Palmer Mesch IICommonwealth Financial NetworkAvantax Investment Services, Inc.04-30-2018
Thomas Francis Kennedy IIICommonwealth Financial NetworkPrudential Investment Management Services LLC04-02-2018
Irfan A. DossaniCommonwealth Financial Network360 Wealth Management, LLC02-08-2018
Ryan Andrew DignumCommonwealth Financial NetworkFirst Command Advisory Services10-16-2017
Ruben Lopez Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-04-2016
Philip Andrew StrunkCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Karthik MuralirajCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Debra Lynn AlexanderCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Kenneth Dale CooperCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Albert Victor GraciCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Steven David ChafinCommonwealth Financial NetworkProEquities, Inc.05-09-2016
Nicholas William ThomasCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
Tyler R. DowningCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
John William Rubottom Jr.Commonwealth Financial NetworkProspera Financial Services, Inc.01-14-2016
Brendan Russ MessengerCommonwealth Financial NetworkCetera Advisors LLC10-01-2015
Christopher Baxter JonesCommonwealth Financial NetworkStephens09-03-2015
Christy J. SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Laura Katherine WilliamsCommonwealth Financial NetworkFirst Allied Advisory Services, Inc.03-17-2014
Daniel Jeffrey IrizarryCommonwealth Financial NetworkLPL Financial LLC09-10-2013
Bridget Elise PalmerCommonwealth Financial NetworkEdward Jones$10011-01-2019
Kevin Michael Curley IICommonwealth Financial NetworkUBS Financial Services Inc.$10005-17-2017
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC$10008-25-2016
Next Page »

Showing 1 to 25 of 50 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.