Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John MorganCommonwealth Financial NetworkJames River Asset Management, LLC07-15-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Frank Alfred LeyesCommonwealth Financial NetworkGeneos Wealth Management, Inc.02-11-2019
Owen Franklin Showalter IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd09-14-2018
Carl Cole ShadeCommonwealth Financial NetworkHD Vest Investment Services09-05-2018
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-28-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Brian Matthew BeanCommonwealth Financial NetworkWFG Investments, Inc.08-25-2017
John David WiedmaierCommonwealth Financial NetworkWFG Investments, Inc.08-21-2017
Marc Daniel HirshornCommonwealth Financial NetworkMetLife Securities Inc.$2503-03-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$7401-27-2017
David William MullinsCommonwealth Financial NetworkCambridge Investment Research, Inc.$1009-30-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial LLC LLC$6002-16-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC02-16-2016
Leslie Ann Evans-DunnCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5008-24-2015
Jonathan Adam JagolinzerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-29-2014
Charles Michael Finfgeld, Richard Lowndes Stuller, Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC06-22-2009
Stacy Lynn Long, Paul Lansing MerrittCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
David James LeuschenCommonwealth Financial NetworkAnderson & Strudwick, Incorporated$2505-08-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.